Berachot 55

Talmudology on the Parsha, Miketz: Why Do We Dream?

בראשית 41:1

וַיְהִ֕י מִקֵּ֖ץ שְׁנָתַ֣יִם יָמִ֑ים וּפַרְעֹ֣ה חֹלֵ֔ם וְהִנֵּ֖ה עֹמֵ֥ד עַל־הַיְאֹֽר׃

And it came to pass at the end of two years, that Pharoh dreamed: and, behold, he stood by the River.

Dreams feature a great deal in the story of Joseph and his brothers. Joseph shares his dreams with his brothers, which was not a good idea. As a result, he ends up in a prison in Egypt, where he accurately interprets two sets of dreams, Consequently is brought to Pharoh he ends up interpreting Pharoh’s famous seven-fat-cow-seven-ears-of-corn dreams. That’s three sets of dreams all in a few chapters. But why, exactly, do we dream? Let’s start with the the Talmud,

Dreams in the Talmud

גיטין נב, א

אמר, דברי חלומות לא מעלין ולא מורידין

Rabbi Meir used to say: The content of dreams is inconsequential (Gittin 52a)

The Talmud contains many theories about the content of dreams.  In Berachot (10b) Rabbi Hanan taught that even if a dream appears to predict one's imminent death, the one who dreamed should pray for mercy. R. Hanan believed that dreams may contain a glimpse of the future, but that prayer is powerful enough to changes one's fate. Later in Berachot (55b), R. Yohanan suggested a different response to a distressing dream: let the dreamer find three people who will suggest that in fact the dream was a good one (a suggestion that is codified in שולחן ערוך יורה דעה 220:1).

He should say to them "I saw a good dream" and they should say to him "it is good and let it be good, and may God make it good. May heaven decree on you seven times that it will be good, and it will be good.

Shmuel, the Babylonian physician who died around 250 CE, had a unique approach to addressing the content of his own dreams. "When he had a bad dream, he would cite the verse 'And dreams speak falsely' [Zech. 10:2]. When he had a good dream he would say "are dreams false? Isn't it stated in the Torah [Numbers 12:6] 'I speak with him in a dream'?" (Berachot 55b).  In contrast, Rabbi Yonatan suggests that dreams do not predict the future: rather they reflect the subconscious (Freud would have been proud). "R. Yonatan said: a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b).  And from today's page of Talmud, we learn that Rabbi Meir believed dreams were of no consequence whatsoever.  

It is of interest that two millennia separated the first detailed description of the major peripheral characteristics of dreaming from the first contemporary experimental results of brain research in this field, while only about 60 years were necessary to establish relatively solid knowledge of the basic and higher integrated neurobiological processes underlying REM sleep.
— Gottesmann, C. The development of the science of dreaming. International Review of Neurobiology 2010. 92: 16

What does Science have to Say?

Dreaming takes place during the REM (Rapid Eye Movement) stage of sleep, when there is brain activation similar to that found in waking, but muscle tone is inhibited and the eyes move rapidly. This type of sleep was only discovered in the 1950s, and since then it has been demonstrated in mammals and birds (but not yet in robots). Most adults have four or five periods of REM sleep per night, which mostly occur in 90 minute cycles. Individual REM periods may last from a few minutes to over an hour, with REM periods becoming longer the later it is in the night. 

Here are some theories about why we dream, all taken from this paper. (The author, J. Allan Hobson, directed the Laboratory of Neurophysiology at the Massachusetts Mental Health Center from 1968 to 2003. He also published more than 200 peer-reviewed articles and 10 books on sleep and dreaming. So he knows something about the physiology of sleep.) 

1. Sleep and dreaming are needed to regulate energy

Deprive a lab rat of all sleep and it will die. Deprive a lab rat of REM sleep so that it does not dream, and it too will die.  These sleep-and-dream deprived rats lost weight and showed heat seeking behavior. This suggests for animals which regulate their body temperature, sleep is needed to control both body temperature and weight. Importantly, only mammals and birds are homeothermic, and they are also the only animals which are known to have REM sleep.

2. Sleep deprivation and psychological equilibrium

Based on a number of experiments in healthy human volunteers, it has been shown that sleep and dreaming are essential to mental health. "The fact that sleep deprivation invariably causes psychological dysfunction" wrote Prof. Hobson in his review,  "supports the functional theory that the integrity of waking consciousness depends on the integrity of dream consciousness and that of the brain mechanisms of REM sleep." (When we studied Nedarim 15 we noted however, that eleven days of sleep deprivation seemed to have no ill effects in one man.) The relationship between dreaming and psychological health is rather more complicated though: monamine-oxidase inhibitors completely repress REM sleep, and yet are an effective class of anti-depressants.  There appears to be a relationship between dreaming and psychological well being, but its parameters require much more study.   

3. Sleep, Dreams and Learning

In 1966, it was first suggested that REM sleep is related to the brain organizing itself.  This suggestion was later supported by studies which showed that the ability of an animal to learn a new task is diminished their REM sleep is interrupted.  Other studies show that REM sleep in humans is increased following an intensive learning period. 

...dreaming could represent a set of foreordained scripts or scenarios for the organization of our waking experience. According to this hypothesis, our brains are as much creative artists as they are copy editors.
— Hobson, JA. REM sleep and dreaming: towards a theory of protoconsciousness. Nature Reviews 2009.807.

Nightmares and Fasting

We've all had dreams that frighten or upset us. The major code of Jewish law take bad dreams seriously. While fasting is absolutely forbidden on Shabbat, it is permitted in two instances: when Yom Kippur falls on Shabbat and when you've had a bad dream and need to undertake a fast "to tear up the heavenly decree." Here is the ruling:

שולחן ערוך אורח חיים הלכות שבת סימן רפח 

סעיף ד
 מותר להתענות בו תענית חלום כדי שיקרע גזר דינו. וצריך להתענות ביום ראשון, כדי שיתכפר לו מה שביטל עונג שבת 

It is permitted to fast on Shabbat because of a bad dream, in order for the bad ruling to be torn up. However he must then also fast on Sunday, in order to atone for the fact that he ruined his Shabbat enjoyment by fasting...  

There are several psychological definitions of a nightmare. One describes nightmares, as "characterized by awakenings primarily from REM sleep with clear recall of disturbing mentation." These bad dreams are common, occurring in 2-6% of the population at least once a week. They seem to be more prevalent in children and less prevalent in the elderly, but in all age groups women report having nightmares more often than men. Nightmares are also more frequent in patients with psychiatric disorders such as anxiety, neuroticism, schizophrenia, sociality and post traumatic stress disorder. And in all populations they are more frequently reported during episodes of stress.  

There are a number of psycho-analytical models of nightmare formation, but little empirical evidence to support any of them.  They are shown in the table below.

Psychoanalytic and neo-psychoanalytic models of nightmare formation
Authors Core mechanism producing nightmares
Freud 1900 Transformation of libidinal urges into anxiety that punishes the self (masochism); analogous to the neurotic anxiety underlying phobias
Jones 1951 Expression of repressed, exclusively incestuous, impulses
Jung
1909-1945
Residues of unresolved psychological conflicts.Individuation or development of the personality
Fisher et al. 1970 Attempts to assimilate or control repressed anxiety stemming from past or present conflicts
Greenberg 1972 Failure in dream function of mastering traumatic experience
Lansky 1995 Transformation of shame into fear (post-traumatic nightmares only)
Solms 1997 Epileptiform (seizure) activity in the limbic system (recurring nightmares only). Activation of dopaminergic appetitive circuits in mediobasal forebrain and hallucinatory representation by occipito-temporal-parietal mechanisms (nonrecurring nightmares and normal dreaming)
From Nielsen T and Levin, R. Nightmares: A new neurocognitive mode. Sleep Medicine Reviews 2007:11 (4); 295-310.

A review paper from researchers in Montreal and Yeshiva University summarizes the research in this way:

In sum, although clinical and, to some extent, empirical evidence supports different psychoanalytic models of nightmare formation, for the most part such models have not been subjected to rigorous empirical scrutiny. Rather, their central tenets have been integrated with more recent nightmare models, where empirical evidence is less scarce.

These same researchers suggest that nightmares "result from dysfunction in a network of affective processes that, during normal dreaming, serves the adaptive function of fear memory extinction." Fear memory occurs when an innocuous stimulus (like a door bell ringing) is paired with an unpleasant experience (like an electric shock).  Fear memory may be useful if it saves the individual from repeating a dangerous error. Extinction memories override the original fear memories and allow the individual to hear that ringing door bell without fearing an electric shock. The suggestion is that nightmares occur when the brain does not properly process fear extinction memories, For this reason nightmares are more prevalent in those with stress or psychiatric disorders. It's an interesting theory, but one that has not yet gathered much empirical evidence for its support.  But there is no doubting the relationship between psychiatric disorders, stress, and nightmares, and we noted earlier that  R. Yonatan claimed "a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b). Perhaps this is why it is permitted to fast on Shabbat after a nightmare.  

Interestingly the Shulchan Aruch records an opinion that such Shabbat fasting is not permitted for a nightmare that appears only once; rather it is only allowed if it appears three times or more ( י"א שאין להתענות תענית חלום בשבת אלא על חלום שראהו תלת זימני). This is now more readily understood in light of the relationships we have noted between nightmares and psychological wellbeing; a recurrent nightmare may be associated with a more deeply felt stressful situation, and so it is only these recurrent bad dreams that allow for a Shabbat fast. One-off nightmares are not reflective of this stress, and so fasting  on their account is not permitted on Shabbat.    

The Realism and Bizarreness of 365 Dreams
Category Frequency (%)
Possible in waking life, everyday experiences 29
Possible in waking life, uncommon elements 50
One or two bizarre or impossible elements 27
Several bizarre elements 4
From M. Schredl, et al. Dream content and personality. Dreaming 1999. (9): 257–263

In Summary

At best, we can say that contemporary science has a poor understanding of why we dream.  Hobson concludes his review stating that dreaming is "the subjective experience of a brain state with phenomenological similarities to - and differences from - waking consciousness, which is itself associated with a distinctive brain state." Well thanks for that Professor.  But not very helpful.

Dreams are very important to how we function as humans but we seem to have no idea how dreams serve to keep us from dying or getting very sick. That we must dream in order to function seems to be certain; but why we dream about what we do is far less known. And don't trust every scientific paper you read on the subject. Publication and peer review is no guarantee of veracity. Let's end with a good example of scientific nonsense from this paper published in the journal Sleep and Hypnosis, which seeks to explain why some dreams portend the future. (Well, um, actually they don't. But do go on.)  Just its title alone should make you run for the hills: Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. And it only gets better:

If dreams and related altered states are actually the experiences of biophotons within the brain...then the temporal discrepancies between precognitive experiences and subsequent verified events may reflect the relativistic and quantum properties of minute differential velocities in electromagnetic phenomena. The average discrepancy of about two to three days between the experience and the event in actual cases supported this hypothesis.
The moderately strong correlation between the global geomagnetic activity at the time of precognitive experiences, primarily during dreams, and the geomagnetic activity during the two days before the event in those cases where the discrepancy is more than 6 days suggests a variant of entanglement between photons emitted during the event and those experienced before the event. The marked congruence of gravitational waves, geomagnetic activity, the Schumann resonance and the peak power of brain activity during different states, particularly when the sensitivity of the right hemisphere is considered, indicates a physical substrate by which prescience could occur.
— Dotta BT. Persinger MA. Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. Sleep and Hypnosis 2009;11(2):29-39)

Rabbi Meir, the great sage of the Talmud, believed that the content of dreams was of no consequence whatsoever.  He may well said that same about some of the contemporary scientific explanations of dreaming.  

אמרו לו בחלום מעשר שני של אביך שאתה מבקש הרי הוא במקום פלוני, אף ע”פ שמצא שם מה שנאמר לו אינו מעשר, דברי חלומות לא מעלין ולא מורידין

If a man was told in a dream that Ma’aser Sheni [a tithe on produce] belonging to his father was to be found in a certain location, even if he found some produce in that same location, it is not to be considered set aside for this tithe. For the content of dreams is of no consequence.
— רמב"ם הלכות מעשר שני ונטע רבעי פרק ו הלכה ו
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Gittin 52a ~Why Do We Dream?

גיטין נב, א

אמר, דברי חלומות לא מעלין ולא מורידין

Rabbi Meir used to say: The content of dreams is inconsequential (Gittin 52a)

The Talmud contains many theories about the content of dreams.  In Berachot (10b) Rabbi Hanan taught that even if a dream appears to predict one's imminent death, the one who dreamed should pray for mercy. R. Hanan believed that dreams may contain a glimpse of the future, but that prayer is powerful enough to changes one's fate. Later in Berachot (55b), R. Yohanan suggested a different response to a distressing dream: let the dreamer find three people who will suggest that in fact the dream was a good one (a suggestion that is codified in שולחן ערוך יורה דעה 220:1).

He should say to them "I saw a good dream" and they should say to him "it is good and let it be good, and may God make it good. May heaven decree on you seven times that it will be good, and it will be good.

Shmuel, the Babylonian physician who died around 250 CE, had a unique approach to addressing the content of his own dreams. "When he had a bad dream, he would cite the verse 'And dreams speak falsely' [Zech. 10:2]. When he had a good dream he would say "are dreams false? Isn't it stated in the Torah [Numbers 12:6] 'I speak with him in a dream'?" (Berachot 55b).  In contrast, Rabbi Yonatan suggests that dreams do not predict the future: rather they reflect the subconscious (Freud would have been proud). "R. Yonatan said: a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b).  And from today's page of Talmud, we learn that Rabbi Meir believed dreams were of no consequence whatsoever.  

It is of interest that two millennia separated the first detailed description of the major peripheral characteristics of dreaming from the first contemporary experimental results of brain research in this field, while only about 60 years were necessary to establish relatively solid knowledge of the basic and higher integrated neurobiological processes underlying REM sleep.
— Gottesmann, C. The development of the science of dreaming. International Review of Neurobiology 2010. 92: 16

What does Science have to Say?

Dreaming takes place during the REM (Rapid Eye Movement) stage of sleep, when there is brain activation similar to that found in waking, but muscle tone is inhibited and the eyes move rapidly. This type of sleep was only discovered in the 1950s, and since then it has been demonstrated in mammals and birds (but not yet in robots). Most adults have four or five periods of REM sleep per night, which mostly occur in 90 minute cycles. Individual REM periods may last from a few minutes to over an hour, with REM periods becoming longer the later it is in the night. 

Here are some theories about why we dream, all taken from this paper. (The author, J. Allan Hobson, directed the Laboratory of Neurophysiology at the Massachusetts Mental Health Center from 1968 to 2003. He also published more than 200 peer-reviewed articles and 10 books on sleep and dreaming. So he knows something about the physiology of sleep.) 

1. Sleep and dreaming are needed to regulate energy

Deprive a lab rat of all sleep and it will die. Deprive a lab rat of REM sleep so that it does not dream, and it too will die.  These sleep-and-dream deprived rats lost weight and showed heat seeking behavior. This suggests for animals which regulate their body temperature, sleep is needed to control both body temperature and weight. Importantly, only mammals and birds are homeothermic, and they are also the only animals which are known to have REM sleep.

2. Sleep deprivation and psychological equilibrium

Based on a number of experiments in healthy human volunteers, it has been shown that sleep and dreaming are essential to mental health. "The fact that sleep deprivation invariably causes psychological dysfunction" wrote Prof. Hobson in his review,  "supports the functional theory that the integrity of waking consciousness depends on the integrity of dream consciousness and that of the brain mechanisms of REM sleep." (When we studied Nedarim 15 we noted however, that eleven days of sleep deprivation seemed to have no ill effects in one man.) The relationship between dreaming and psychological health is rather more complicated though: monamine-oxidase inhibitors completely repress REM sleep, and yet are an effective class of anti-depressants.  There appears to be a relationship between dreaming and psychological well being, but its parameters require much more study.   

3. Sleep, Dreams and Learning

In 1966, it was first suggested that REM sleep is related to the brain organizing itself.  This suggestion was later supported by studies which showed that the ability of an animal to learn a new task is diminished their REM sleep is interrupted.  Other studies show that REM sleep in humans is increased following an intensive learning period. 

...dreaming could represent a set of foreordained scripts or scenarios for the organization of our waking experience. According to this hypothesis, our brains are as much creative artists as they are copy editors.
— Hobson, JA. REM sleep and dreaming: towards a theory of protoconsciousness. Nature Reviews 2009.807.

Nightmares and Fasting

We've all had dreams that frighten or upset us. The major code of Jewish law take bad dreams seriously. While fasting is absolutely forbidden on Shabbat, it is permitted in two instances: when Yom Kippur falls on Shabbat and when you've had a bad dream and need to undertake a fast "to tear up the heavenly decree." Here is the ruling:

שולחן ערוך אורח חיים הלכות שבת סימן רפח 

סעיף ד
 מותר להתענות בו תענית חלום כדי שיקרע גזר דינו. וצריך להתענות ביום ראשון, כדי שיתכפר לו מה שביטל עונג שבת 

It is permitted to fast on Shabbat because of a bad dream, in order for the bad ruling to be torn up. However he must then also fast on Sunday, in order to atone for the fact that he ruined his Shabbat enjoyment by fasting...  

There are several psychological definitions of a nightmare. One describes nightmares, as "characterized by awakenings primarily from REM sleep with clear recall of disturbing mentation." These bad dreams are common, occurring in 2-6% of the population at least once a week. They seem to be more prevalent in children and less prevalent in the elderly, but in all age groups women report having nightmares more often than men. Nightmares are also more frequent in patients with psychiatric disorders such as anxiety, neuroticism, schizophrenia, sociality and post traumatic stress disorder. And in all populations they are more frequently reported during episodes of stress.  

There are a number of psycho-analytical models of nightmare formation, but little empirical evidence to support any of them.  They are shown in the table below.

Psychoanalytic and neo-psychoanalytic models of nightmare formation
Authors Core mechanism producing nightmares
Freud 1900 Transformation of libidinal urges into anxiety that punishes the self (masochism); analogous to the neurotic anxiety underlying phobias
Jones 1951 Expression of repressed, exclusively incestuous, impulses
Jung
1909-1945
Residues of unresolved psychological conflicts.Individuation or development of the personality
Fisher et al. 1970 Attempts to assimilate or control repressed anxiety stemming from past or present conflicts
Greenberg 1972 Failure in dream function of mastering traumatic experience
Lansky 1995 Transformation of shame into fear (post-traumatic nightmares only)
Solms 1997 Epileptiform (seizure) activity in the limbic system (recurring nightmares only). Activation of dopaminergic appetitive circuits in mediobasal forebrain and hallucinatory representation by occipito-temporal-parietal mechanisms (nonrecurring nightmares and normal dreaming)
From Nielsen T and Levin, R. Nightmares: A new neurocognitive mode. Sleep Medicine Reviews 2007:11 (4); 295-310.

A review paper from researchers in Montreal and Yeshiva University summarizes the research in this way:

In sum, although clinical and, to some extent, empirical evidence supports different psychoanalytic models of nightmare formation, for the most part such models have not been subjected to rigorous empirical scrutiny. Rather, their central tenets have been integrated with more recent nightmare models, where empirical evidence is less scarce.

These same researchers suggest that nightmares "result from dysfunction in a network of affective processes that, during normal dreaming, serves the adaptive function of fear memory extinction." Fear memory occurs when an innocuous stimulus (like a door bell ringing) is paired with an unpleasant experience (like an electric shock).  Fear memory may be useful if it saves the individual from repeating a dangerous error. Extinction memories override the original fear memories and allow the individual to hear that ringing door bell without fearing an electric shock. The suggestion is that nightmares occur when the brain does not properly process fear extinction memories, For this reason nightmares are more prevalent in those with stress or psychiatric disorders. It's an interesting theory, but one that has not yet gathered much empirical evidence for its support.  But there is no doubting the relationship between psychiatric disorders, stress, and nightmares, and we noted earlier that  R. Yonatan claimed "a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b). Perhaps this is why it is permitted to fast on Shabbat after a nightmare.  

Interestingly the Shulchan Aruch records an opinion that such Shabbat fasting is not permitted for a nightmare that appears only once; rather it is only allowed if it appears three times or more ( י"א שאין להתענות תענית חלום בשבת אלא על חלום שראהו תלת זימני). This is now more readily understood in light of the relationships we have noted between nightmares and psychological wellbeing; a recurrent nightmare may be associated with a more deeply felt stressful situation, and so it is only these recurrent bad dreams that allow for a Shabbat fast. One-off nightmares are not reflective of this stress, and so fasting  on their account is not permitted on Shabbat.    

The Realism and Bizarreness of 365 Dreams
Category Frequency (%)
Possible in waking life, everyday experiences 29
Possible in waking life, uncommon elements 50
One or two bizarre or impossible elements 27
Several bizarre elements 4
From M. Schredl, et al. Dream content and personality. Dreaming 1999. (9): 257–263

In Summary

At best, we can say that contemporary science has a poor understanding of why we dream.  Hobson concludes his review stating that dreaming is "the subjective experience of a brain state with phenomenological similarities to - and differences from - waking consciousness, which is itself associated with a distinctive brain state." Well thanks for that Professor.  But not very helpful.

Dreams are very important to how we function as humans but we seem to have no idea how dreams serve to keep us from dying or getting very sick. That we must dream in order to function seems to be certain; but why we dream about what we do is far less known. And don't trust every scientific paper you read on the subject. Publication and peer review is no guarantee of veracity. Let's end with a good example of scientific nonsense from this paper published in the journal Sleep and Hypnosis, which seeks to explain why some dreams portend the future. (Well, um, actually they don't. But do go on.)  Just its title alone should make you run for the hills: Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. And it only gets better:

If dreams and related altered states are actually the experiences of biophotons within the brain...then the temporal discrepancies between precognitive experiences and subsequent verified events may reflect the relativistic and quantum properties of minute differential velocities in electromagnetic phenomena. The average discrepancy of about two to three days between the experience and the event in actual cases supported this hypothesis.
The moderately strong correlation between the global geomagnetic activity at the time of precognitive experiences, primarily during dreams, and the geomagnetic activity during the two days before the event in those cases where the discrepancy is more than 6 days suggests a variant of entanglement between photons emitted during the event and those experienced before the event. The marked congruence of gravitational waves, geomagnetic activity, the Schumann resonance and the peak power of brain activity during different states, particularly when the sensitivity of the right hemisphere is considered, indicates a physical substrate by which prescience could occur.
— Dotta BT. Persinger MA. Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. Sleep and Hypnosis 2009;11(2):29-39)

Rabbi Meir, the great sage of the Talmud, believed that the content of dreams was of no consequence whatsoever.  He may well said that same about some of the contemporary scientific explanations of dreaming.  

אמרו לו בחלום מעשר שני של אביך שאתה מבקש הרי הוא במקום פלוני, אף ע”פ שמצא שם מה שנאמר לו אינו מעשר, דברי חלומות לא מעלין ולא מורידין

If a man was told in a dream that Ma’aser Sheni [a tithe on produce] belonging to his father was to be found in a certain location, even if he found some produce in that same location, it is not to be considered set aside for this tithe. For the content of dreams is of no consequence.
— רמב"ם הלכות מעשר שני ונטע רבעי פרק ו הלכה ו
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Berachot 55~ Hemorrhoids. And Dreams.

Today’s long page of Talmud discusses lots of ideas. We will focus on two of them: Hemorrhoids and dreams. Rav Yehudah suggested that spending a long time in the lavatory promoted longevity. This prompts the following discussion:

ברכות נה, א

וְהַמַּאֲרִיךְ בְּבֵית הַכִּסֵּא: מְעַלְּיוּתָא הוּא? וְהָתַנְיָא: עֲשָׂרָה דְּבָרִים מְבִיאִין אֶת הָאָדָם לִידֵי תַּחְתּוֹנִיּוֹת: הָאוֹכֵל עֲלֵי קָנִים, וַעֲלֵי גְפָנִים, וְלוּלַבֵּי גְפָנִים, וּמוֹרִיגֵּי בְהֵמָה, וְשִׁדְרוֹ שֶׁל דָּג, וְדָג מָלִיחַ שֶׁאֵינוֹ מְבוּשָּׁל כׇּל צָרְכּוֹ, וְהַשּׁוֹתֶה שִׁמְרֵי יַיִן, וְהַמְקַנֵּחַ בְּסִיד וּבְחַרְסִית. וְהַמְקַנֵּחַ בִּצְרוֹר שֶׁקִּנַּח בּוֹ חֲבֵרוֹ, וְיֵשׁ אוֹמְרִים: אַף הַתּוֹלֶה עַצְמוֹ בְּבֵית הַכִּסֵּא יוֹתֵר מִדַּאי.

With regard to what Rav Yehuda said in praise of one who prolongs his time in the bathroom, the Gemara asks: Is that a virtue? Wasn’t it taught in a baraita: Ten things bring a person to suffer from hemorrhoids: One who eats the leaves of bulrushes, grape leaves, tendrils of grapevines, the palate and tongue of an animal, as well as any other part of the animal which is not smooth and which has protrusions, the spine of a fish, a salty fish that is not fully cooked, and one who drinks wine dregs, and one who wipes himself with lime and clay, the materials from which earthenware is made, and one who wipes himself with a stone with which another person wiped himself. And some say: One who suspends himself too much in the bathroom as well. This proves that prolonging one’s time in the bathroom is harmful.

So now the question is, what does modern medicine tell us about the cause of hemorrhoids?

The nature and etiology of hemorrhoids

Hemorrhoids are small grape-like bulges of blood vessels around the anus. They affect between 4 and 30% of the population, (though no one really knows). In most people they are completely painless and asymptomatic, and only a minority will require medical attention, though in my experience that attention was always expected in the emergency department at 4am. The most common symptoms are painless rectal bleeding or pain and swelling.

You would have thought that by now we knew for sure what causes hemorrhoids. But there is in fact some medical controversy about the whole thing. According to William Cirocco of the Department of Surgery at the University of Missouri, Galen, writing in the 2nd century, believed that that “unsound juices” were discharged from the body through hemorrhoids. “The anatomist Hyrtl noted that “the golden veins of the anus” were not mentioned before the 16th century...The name denotes the typical spontaneous bleeding which, in folklore, was believed to remedy the various maladies of the ages. This provided a cure without a visit to the doctor for medicinal bloodletting, thus saving the patient from the doctor’s customary fees—hence, the name “golden veins.”

Here they some of the suggested etiologies:

  1. The Varicose Vein Theory

    Varicose veins are essentially tired and weakened veins, which bulge as a result. You may have noticed them (or even have some) on your legs or the legs of others. An increase in local venous pressure combined with a localized weakness in the vein wall were thought to result in hemorrhoidal disease. This leads to the medical advice to use stool softeners. These supposedly reduce the need for straining when defecating, and so reduce the pressure on those tired veins.

  2. The Vascular Hyperplasia Theory

    Anatomists noted that there were communications between the veins and arterioles (little arteries) within the hemorrhoid. This should explain the bright red bleeding typical of symptomatic hemorrhoids rather than dark, venous bleeding which would otherwise be expected if this were purely venous disease.

  3. The Infection/Inflammation Theory

    This was popular in the early nineteenth century, when it was suggested the “there is always an infectious process associated with hemorrhoids . . . a condition which may properly be termed ‘phlebitis’.” This infection was thought to “come from outside the lumen of the vessels” and weaken the venous walls. Today, it is not a widely held explanation.

  4. The Sliding Anal Lining Theory

    This interestingly named theory, based on the microscopic pathology of hemorrhoids, suggested that they are caused by a  “giving away of the supportive structures rather than a weakening and thinning out of the vessel walls as the initial pathologic change.” This sliding anal lining theory held that the cause of hemorrhoids was due to the gradual reduction of supportive elastic tissues due to aging, and abetted by the daily trauma of straining at the time of a bowel movement.

The year 1975 was a watershed year for studies regarding the origin and explanation of hemorrhoids.
— William C. Cirocco. Why are hemorrhoids symptomatic? the pathophysiology and etiology of hemorrhoids. Seminars in Colon and Rectal Surgery 2018: 29; 160-166

Interestingly, eating “the spine of a fish, a salty fish that is not fully cooked” or drinking wine dregs, which are suggested as causes of hemorrhoids in today’s page of Talmud, have not been explored as possible etiologies. Neither has “wiping with a stone with which another person wiped himself,” though it’s probably a good idea to follow the Talmud’s suggestion on this one. Like many Talmudic medical theories, the suggestion here is that “like causes like”: so spiny fish cause the bulging of hemorrhoids, or grape leaves cause hemorrhoids - which may bulge out like little grapes. It’s an attractive theory, but like homeopathy itself has not a shred of evidence to support it. Now let's turn to dreams.

Dreams and the Future

In today’s page of Talmud there is the beginning of a very long discussion of the nature of dreams. Here is Rav Chisda who had a lot to say on the topic:

וְאָמַר רַב חִסְדָּא: חֶלְמָא דְּלָא מְפַשַּׁר כְּאִגַּרְתָּא דְּלָא מִקַּרְיָא. וְאָמַר רַב חִסְדָּא: לָא חֶלְמָא טָבָא מִקַּיַּים כּוּלֵּיהּ וְלָא חֶלְמָא בִּישָׁא מִקַּיַּים כּוּלֵּיהּ. וְאָמַר רַב חִסְדָּא: חֶלְמָא בִּישָׁא עֲדִיף מֵחֶלְמָא טָבָא. וְאָמַר רַב חִסְדָּא: חֶלְמָא בִּישָׁא — עֲצִיבוּתֵיהּ מִסְתְּיֵיהּ, חֶלְמָא טָבָא — חֶדְוֵיהּ מִסְתְּיֵיהּ

Rav Chisda said: A dream not interpreted is like a letter not read. [As long as it is not interpreted it cannot be fulfilled; the interpretation of a dream creates its meaning.] And Rav Chisda said: A good dream is not entirely fulfilled and a bad dream is not entirely fulfilled. And Rav Chisda said: A bad dream is preferable to a good dream, as a bad dream causes one to feel remorse and to repent. And Rav Chisda said: A bad dream, his sadness is enough for him; a good dream, his joy is enough for him. [This means that the sadness or joy engendered by the dream renders the actual fulfillment of the dream superfluous.]

There is an ambivalence about the nature of the content of dreams. Some, like Rabbi Meir (Gittin 52a) thought they were inconsequential:

גיטין נב, א

אמר, דברי חלומות לא מעלין ולא מורידין

Rabbi Meir used to say: The content of dreams is inconsequential

Earlier in Berachot (10b) Rabbi Hanan taught that even if a dream appears to predict one's imminent death, the one who dreamed should pray for mercy. R. Hanan believed that dreams may contain a glimpse of the future, but that prayer is powerful enough to changes one's fate. Later in today’s page of Talmud (55b), R. Yohanan suggests a different response to a distressing dream: let the dreamer find three people who will suggest that in fact the dream was a good one (a suggestion that is codified in שולחן ערוך יורה דעה 220:1).

He should say to them "I saw a good dream" and they should say to him "it is good and let it be good, and may God make it good. May heaven decree on you seven times that it will be good, and it will be good.

Shmuel, the Babylonian physician who died around 250 CE, had a unique approach to addressing the content of his own dreams. "When he had a bad dream, he would cite the verse 'And dreams speak falsely' [Zech. 10:2]. When he had a good dream he would say "are dreams false? Isn't it stated in the Torah [Numbers 12:6] 'I speak with him in a dream'?" (Berachot 55b).  In contrast, Rabbi Yonatan suggests that dreams do not predict the future: rather they reflect the subconscious (Freud would have been proud). "R. Yonatan said: a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b).  

It is of interest that two millennia separated the first detailed description of the major peripheral characteristics of dreaming from the first contemporary experimental results of brain research in this field, while only about 60 years were necessary to establish relatively solid knowledge of the basic and higher integrated neurobiological processes underlying REM sleep.
— Gottesmann, C. The development of the science of dreaming. International Review of Neurobiology 2010. 92: 16

why do we dream?

Dreaming takes place during the REM (Rapid Eye Movement) stage of sleep, when there is brain activation similar to that found in waking, but muscle tone is inhibited and the eyes move rapidly. This type of sleep was only discovered in the 1950s, and since then it has been demonstrated in mammals and birds (but not yet in robots). Most adults have four or five periods of REM sleep per night, which mostly occur in 90 minute cycles. Individual REM periods may last from a few minutes to over an hour, with REM periods becoming longer the later it is in the night. 

Here are some theories about why we dream, all taken from this paper. (The author, J. Allan Hobson, directed the Laboratory of Neurophysiology at the Massachusetts Mental Health Center from 1968 to 2003. He also published more than 200 peer-reviewed articles and 10 books on sleep and dreaming. So he knows something about the physiology of sleep.) 

1. Sleep and dreaming are needed to regulate energy

Deprive a lab rat of all sleep and it will die. Deprive a lab rat of REM sleep so that it does not dream, and it too will die.  These sleep-and-dream deprived rats lost weight and showed heat seeking behavior. This suggests for animals which regulate their body temperature, sleep is needed to control both body temperature and weight. Importantly, only mammals and birds are homeothermic, and they are also the only animals which are known to have REM sleep.

2. Sleep deprivation and psychological equilibrium

Based on a number of experiments in healthy human volunteers, it has been shown that sleep and dreaming are essential to mental health. "The fact that sleep deprivation invariably causes psychological dysfunction" wrote Prof. Hobson in his review,  "supports the functional theory that the integrity of waking consciousness depends on the integrity of dream consciousness and that of the brain mechanisms of REM sleep." (When we studied Nedarim 15 we noted however, that eleven days of sleep deprivation seemed to have no ill effects in one man.) The relationship between dreaming and psychological health is rather more complicated though: monamine-oxidase inhibitors completely repress REM sleep, and yet are an effective class of anti-depressants.  There appears to be a relationship between dreaming and psychological well being, but its parameters require much more study.   

3. Sleep, Dreams and Learning

In 1966, it was first suggested that REM sleep is related to the brain organizing itself.  This suggestion was later supported by studies which showed that the ability of an animal to learn a new task is diminished their REM sleep is interrupted.  Other studies show that REM sleep in humans is increased following an intensive learning period. 

...dreaming could represent a set of foreordained scripts or scenarios for the organization of our waking experience. According to this hypothesis, our brains are as much creative artists as they are copy editors.
— Hobson, JA. REM sleep and dreaming: towards a theory of protoconsciousness. Nature Reviews 2009.807.

Nightmares and Fasting

We've all had dreams that frighten or upset us. The major code of Jewish law take bad dreams seriously. While fasting is absolutely forbidden on Shabbat, it is permitted in two instances: when Yom Kippur falls on Shabbat and when you've had a bad dream and need to undertake a fast "to tear up the heavenly decree." Here is the ruling:

שולחן ערוך אורח חיים הלכות שבת סימן רפח 

סעיף ד
 מותר להתענות בו תענית חלום כדי שיקרע גזר דינו. וצריך להתענות ביום ראשון, כדי שיתכפר לו מה שביטל עונג שבת 

It is permitted to fast on Shabbat because of a bad dream, in order for the bad ruling to be torn up. However he must then also fast on Sunday, in order to atone for the fact that he ruined his Shabbat enjoyment by fasting...  

There are several psychological definitions of a nightmare. One describes nightmares, as "characterized by awakenings primarily from REM sleep with clear recall of disturbing mentation." These bad dreams are common, occurring in 2-6% of the population at least once a week. They seem to be more prevalent in children and less prevalent in the elderly, but in all age groups women report having nightmares more often than men. Nightmares are also more frequent in patients with psychiatric disorders such as anxiety, neuroticism, schizophrenia, sociality and post traumatic stress disorder. And in all populations they are more frequently reported during episodes of stress.  

There are a number of psycho-analytical models of nightmare formation, but little empirical evidence to support any of them.  They are shown in the table below.

Psychoanalytic and neo-psychoanalytic models of nightmare formation
Authors Core mechanism producing nightmares
Freud 1900 Transformation of libidinal urges into anxiety that punishes the self (masochism); analogous to the neurotic anxiety underlying phobias
Jones 1951 Expression of repressed, exclusively incestuous, impulses
Jung
1909-1945
Residues of unresolved psychological conflicts.Individuation or development of the personality
Fisher et al. 1970 Attempts to assimilate or control repressed anxiety stemming from past or present conflicts
Greenberg 1972 Failure in dream function of mastering traumatic experience
Lansky 1995 Transformation of shame into fear (post-traumatic nightmares only)
Solms 1997 Epileptiform (seizure) activity in the limbic system (recurring nightmares only). Activation of dopaminergic appetitive circuits in mediobasal forebrain and hallucinatory representation by occipito-temporal-parietal mechanisms (nonrecurring nightmares and normal dreaming)
From Nielsen T and Levin, R. Nightmares: A new neurocognitive mode. Sleep Medicine Reviews 2007:11 (4); 295-310.

A recent review paper from researchers in Montreal and Yeshiva University summarizes the research in this way:

In sum, although clinical and, to some extent, empirical evidence supports different psychoanalytic models of nightmare formation, for the most part such models have not been subjected to rigorous empirical scrutiny. Rather, their central tenets have been integrated with more recent nightmare models, where empirical evidence is less scarce.

These same researchers suggest that nightmares "result from dysfunction in a network of affective processes that, during normal dreaming, serves the adaptive function of fear memory extinction." Fear memory occurs when an innocuous stimulus (like a door bell ringing) is paired with an unpleasant experience (like an electric shock).  Fear memory may be useful if it saves the individual from repeating a dangerous error. Extinction memories override the original fear memories and allow the individual to hear that ringing door bell without fearing an electric shock. The suggestion is that nightmares occur when the brain does not properly process fear extinction memories, For this reason nightmares are more prevalent in those with stress or psychiatric disorders. It's an interesting theory, but one that has not yet gathered much empirical evidence for its support.  But there is no doubting the relationship between psychiatric disorders, stress, and nightmares, and we noted earlier that  R. Yonatan claimed "a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b). Perhaps this is why it is permitted to fast on Shabbat after a nightmare.  

Interestingly the Shulchan Aruch records an opinion that such Shabbat fasting is not permitted for a nightmare that appears only once; rather it is only allowed if it appears three times or more ( י"א שאין להתענות תענית חלום בשבת אלא על חלום שראהו תלת זימני). This is now more readily understood in light of the relationships we have noted between nightmares and psychological wellbeing; a recurrent nightmare may be associated with a more deeply felt stressful situation, and so it is only these recurrent bad dreams that allow for a Shabbat fast. One-off nightmares are not reflective of this stress, and so fasting  on their account is not permitted on Shabbat.    

The Realism and Bizarreness of 365 Dreams
Category Frequency (%)
Possible in waking life, everyday experiences 29
Possible in waking life, uncommon elements 50
One or two bizarre or impossible elements 27
Several bizarre elements 4
From M. Schredl, et al. Dream content and personality. Dreaming 1999. (9): 257–263

In Summary

At best, we can say that contemporary science has a poor understanding of why we dream.  Hobson concludes his review stating that dreaming is "the subjective experience of a brain state with phenomenological similarities to - and differences from - waking consciousness, which is itself associated with a distinctive brain state." Well thanks for that Professor.  But not very helpful.

Dreams are very important to how we function as humans but we seem to have no idea how dreams serve to keep us from dying or getting very sick. That we must dream in order to function seems to be certain; but why we dream about what we do is far less known. And don't trust every scientific paper you read on the subject. Publication and peer review is no guarantee of veracity. Let's end with a good example of scientific nonsense from this recently published paper in the journal Sleep and Hypnosis, which seeks to explain why some dreams portend the future. (Well, um, actually they don't. But do go on.)  Just its title alone should make you run for the hills: Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. And it only gets better:

If dreams and related altered states are actually the experiences of biophotons within the brain...then the temporal discrepancies between precognitive experiences and subsequent verified events may reflect the relativistic and quantum properties of minute differential velocities in electromagnetic phenomena. The average discrepancy of about two to three days between the experience and the event in actual cases supported this hypothesis.
The moderately strong correlation between the global geomagnetic activity at the time of precognitive experiences, primarily during dreams, and the geomagnetic activity during the two days before the event in those cases where the discrepancy is more than 6 days suggests a variant of entanglement between photons emitted during the event and those experienced before the event. The marked congruence of gravitational waves, geomagnetic activity, the Schumann resonance and the peak power of brain activity during different states, particularly when the sensitivity of the right hemisphere is considered, indicates a physical substrate by which prescience could occur.
— Dotta BT. Persinger MA. Dreams, Time Distortion and the Experience of Future Events: A Relativistic, Neuroquantal Perspective. Sleep and Hypnosis 2009;11(2):29-39)

Rabbi Meir, the great sage of the Talmud, believed that the content of dreams was of no consequence whatsoever.  He may well said that same about some of the contemporary scientific explanations of dreaming.  

אמרו לו בחלום מעשר שני של אביך שאתה מבקש הרי הוא במקום פלוני, אף ע”פ שמצא שם מה שנאמר לו אינו מעשר, דברי חלומות לא מעלין ולא מורידין
If a man was told in a dream that Ma’aser Sheni [a tithe on produce] belonging to his father was to be found in a certain location, even if he found some produce in that same location, it is not to be considered set aside for this tithe. For the content of dreams is of no consequence.
— רמב"ם הלכות מעשר שני ונטע רבעי פרק ו הלכה ו
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Menachot 84b ~On the Content of our Dreams

מנחות פד,ב

רבי יוחנן מאי טעמא? אמר רבי אלעזר רבי יוחנן חזאי בחלום מילתא מעלייתא אמינא

What is the reason for the ruling of Rabbi Yohanan? Rabbi Elazar said: I have an explanation of Rabbi Yohanan’s ruling and since I saw Rabbi Yohanan in a dream, I know that I am saying something correct…

Rabbi Yohanan ruled that bikkurin may never be brought using inferior fruit, but he did not give a source for his ruling. Rabbi Elazar believed that he know the source, and furthermore, he was certain he was correct because he had seen Rabbi Yochanan in a dream. Here is the explanation of one version of Rashi (and it’s not the one usually printed in the Talmud).

וכיון דגברא רבא אתחזאי לי אמינא מילתא מעלייתא אני אומר היום

Since a great man appeared to me, I will give a good explanation today

What is the significance of our dreams, and for that matter, why do we dream at all?

The Talmud ON Dreams

The Talmud contains many theories about the content of dreams and our response to them. In Berachot (10b) Rabbi Hanan taught that even if a dream appears to predict one's imminent death, the one who dreamed should pray for mercy. R. Hanan believed that dreams may contain a glimpse of the future, but that prayer is powerful enough to changes one's fate. Later in Berachot (55b), R. Yohanan suggests a different response to a distressing dream: let the dreamer find three people who will suggest that in fact the dream was a good one (a suggestion that is codified in שולחן ערוך יורה דעה 220:1).

He should say to them "I saw a good dream" and they should say to him "it is good and let it be good, and may God make it good. May heaven decree on you seven times that it will be good, and it will be good.

Shmuel, the Babylonian physician who died around 250 CE, had a unique approach to addressing the content of his own dreams. "When he had a bad dream, he would cite the verse 'And dreams speak falsely' [Zech. 10:2]. When he had a good dream he would say "are dreams false? Isn't it stated in the Torah [Numbers 12:6] 'I speak with him in a dream'?" (Berachot 55b).  In contrast, Rabbi Yonatan suggests that dreams do not predict the future: rather they reflect the subconscious (Freud would have been proud). "R. Yonatan said: a person is only shown in his dreams what he is thinking about in his heart..." (Berachot 55b).  And in Gittin (52a) we learn that Rabbi Meir believed dreams were of no consequence whatsoever: “דברי חלומות לא מעלין ולא מורידין” 

It is of interest that two millennia separated the first detailed description of the major peripheral characteristics of dreaming from the first contemporary experimental results of brain research in this field, while only about 60 years were necessary to establish relatively solid knowledge of the basic and higher integrated neurobiological processes underlying REM sleep.
— Gottesmann, C. The development of the science of dreaming. International Review of Neurobiology 2010. 92: 16

WHY do we dream?

Dreaming takes place during the REM (Rapid Eye Movement) stage of sleep, when there is brain activation similar to that found in waking, but muscle tone is inhibited and the eyes move rapidly. This type of sleep was only discovered in the 1950s, and since then it has been demonstrated in mammals and birds (but not yet in robots). Most adults have four or five periods of REM sleep per night, which mostly occur in 90 minute cycles. Individual REM periods may last from a few minutes to over an hour, with REM periods becoming longer the later it is in the night. 

Here are some theories about why we dream, all taken from this paper. (The author, J. Allan Hobson, directed the Laboratory of Neurophysiology at the Massachusetts Mental Health Center from 1968 to 2003. He also published more than 200 peer-reviewed articles and 10 books on sleep and dreaming. So he knows something about the physiology of sleep.) 

1. Sleep and dreaming are needed to regulate energy

Deprive a lab rat of all sleep and it will die. Deprive a lab rat of REM sleep so that it does not dream, and it too will die.  These sleep-and-dream deprived rats lost weight and showed heat seeking behavior. This suggests for animals which regulate their body temperature, sleep is needed to control both body temperature and weight. Importantly, only mammals and birds are homeothermic, and they are also the only animals which are known to have REM sleep.

2. Sleep deprivation and psychological equilibrium

Based on a number of experiments in healthy human volunteers, it has been shown that sleep and dreaming are essential to mental health. "The fact that sleep deprivation invariably causes psychological dysfunction" wrote Prof. Hobson in his review,  "supports the functional theory that the integrity of waking consciousness depends on the integrity of dream consciousness and that of the brain mechanisms of REM sleep." (When we studied Nedarim 15 we noted however, that eleven days of sleep deprivation seemed to have no ill effects in one man.) The relationship between dreaming and psychological health is rather more complicated though: monamine-oxidase inhibitors completely repress REM sleep, and yet are an effective class of antidepressants.  There appears to be a relationship between dreaming and psychological well being, but its parameters require much more study.   

3. Sleep, Dreams and Learning

In 1966 it was first suggested that REM sleep is related to the brain organizing itself.  This was later supported by studies which showed that the ability of an animal to learn a new task is diminished their REM sleep is interrupted.  Other studies show that REM sleep in humans is increased following an intensive learning period. 

...dreaming could represent a set of foreordained scripts or scenarios for the organization of our waking experience. According to this hypothesis, our brains are as much creative artists as they are copy editors.
— Hobson, JA. REM sleep and dreaming: towards a theory of protoconsciousness. Nature Reviews 2009.807.

A better explanation of Rabbi Elazar’s Dream in today’s daf

Perhaps the best way to understand the dream of R. Elazar is to take a look at his biography. R. Elazar (ben Padat) was a second generation amora (~3rd century C.E.) who was born in Babylon and later in his life moved to Israel. There he settled in Tiberias, where he studied at the Yeshivah of Rabbi Yohanan. The same Rabbi Yochanan about whom he dreamed. In fact R. Elazar saw R. Yohanan as his רבי מובהק - his most influential and beloved teacher. It was he who was sent to console R. Yohanan after the death of his brother-in-law, Resh Lakish (though R. Elazar failed to do so). Elsewhere, Rabbi Yohanan makes it clear that sometimes R. Elazar his student got things wrong. During a discussion about the reliability of witnesses, there is a claim that R. Yohanan had stated a certain opinion. Not so fast, said R. Yohanan. “That was stated by [my student] Elazar, but I never said such a thing” (אמר ליה זו אלעזר אמרה אני לא אמרתי דבר זה מעולם). But despite this lapse of memory, the esteem with which R. Yohanan was held by R. Elazar was remarkable:

יומא נג,א

וכד הוה בעי ר' אלעזר לסגויי הוה קא אזיל לאחוריה עד דמכסי מיניה

And when Rabbi Elazar wanted to leave his teacher, he would walk backward until he disappeared from Rabbi Yoḥanan’s sight [and only then would he walk normally, so as not to turn his back on his teacher].

The two men were close in life, and it turned out, in their deaths. In the year 278 C.E. Rabbi Yohanan died. He was briefly succeeded by R. Elazar who himself died within the year.

It is therefore no surprise at all that R. Elazar dreamed about his teacher. He probably did so often. The two seemed all but inseparable. And whatever are the scientific explanations for why we dream, we have all experienced dreaming about things that are on our mind. Just don’t ascribe to those dreams any more significance than that.

[Partial encore from here.]

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